Introduction to Securities and Investment (CISI)
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Introduction to Securities and Investment (CISI) Course
Introduction:
This qualification offers a comprehensive introduction to the financial services industry, with a specific focus on investments from a global perspective. It serves as a gateway into the world of finance and provides learners with a broad overview of all areas related to investment.
One of the key aspects covered in this qualification is regulation, with a particular emphasis on combating financial crime, insider trading, and market abuse. Candidates will gain a solid understanding of ethical behavior and the importance of acting with integrity in the financial services industry.
This qualification serves as the first step or foundation exam for higher-level qualifications offered by the CISI (Chartered Institute for Securities & Investment). It is widely recognized and taken by many professionals as a prerequisite for advancing their careers in the field.
Candidates can choose to pursue this qualification as a standalone certification or as part of the comprehensive Investment Operations Certificate (IOC) program. The curriculum covers essential financial principles and products, including assets and markets, equities, bonds, derivatives, investment funds, retirement planning, loans, mortgages, and life assurance.
Furthermore, the qualification delves into the broader economic environment in which the financial services industry operates. It examines how economic activity is determined and managed within different economic and political systems, providing learners with a holistic understanding of the industry's context.
By completing this qualification, candidates will have a solid foundation in the financial services industry, particularly in the realm of investments. They will be equipped with the knowledge and skills necessary to navigate the complex world of finance with confidence. Whether pursuing further CISI qualifications or seeking to enhance their professional expertise, this qualification opens doors to a wide range of opportunities within the financial services sector.
Course Objectives:
At the end of this Introduction to Securities and Investment (CISI) Course, learners will be able to do:
- Global recognition & High level of competence
- Specialization in the course, Full study resources & CISI participant's membership
Who Should Attend?
- Staffs responsible for making investment decisions, including administration, finance and accounting, IT, customer service, sales and marketing, and HR and training
- New employees in brokerage, financial planning, investment advisory, wealth management, and asset management industry
- SCA-UAE licensing regime mandates this qualification for:
- Broker Representative – Compliance Officer
- Anti-Money Laundering Officer – Internal Controller
- Trading Manager – Operations Manager
- Risk Management Officer – Financial Analysts
- Investment Managers – Chief Investment Officers
- Promoters, CEOS, Directors, Branch Managers
Course Outlines:
- This qualification provides a comprehensive introduction to the financial services industry with a specific focus on investments from a global perspective.
- The award provides an overview of all areas of investment.
- This qualification detail regulation focusing on financial crime, insider trading, and market abuse, and provides candidates with an understanding of ethical behavior and acting with integrity.
- It is the first step/foundation exam for higher level CISI’s qualifications
- It is taken by many practitioners as it is the foundation exam for higher level CISI qualifications.
- Taken as a stand-alone qualification or as part of the Investment Operations Certificate (IOC)
- The qualification covers key financial principles and products including assets and markets, equities, bonds, derivatives, investment funds, retirement planning, loans, mortgages, and life assurance.
- It explores the broader economic environment in which the financial services industry operates and looks at how economic activity is determined and managed in different economic and political systems.